Series 3: 7.1.4.3. Exemption From Registration Of Non-Domestic Firms

Taken from our Series 3

7.1.4.3. Exemption from Registration of Non-Domestic Firms

Futures commission merchants, introducing brokers, commodity pool operators, and commodity trading advisors operating outside the borders of the United States may be exempt from NFA registration if they file both of the following:

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.1.4.3. Exemption From Registration Of Non-Domestic Firms, you might also be interested in:

Series 82 - 4.7.2.1. Effect of a Registered Representative’s Suspension, Revocation, Cancellation, or Bar

Series 3 - 3.1.2.1. Hedging and Cross Hedging

Series 66 - 6.7.3.1 Marginable Securities

Series 65 - Other Penalties and Liabilities

Series 3 - 6.3.1.3. Stop Orders

Series 7 - 2.4 Bond Certificates

Series 50 - Swaptions

Series 65 - Exercise

Series 66 - Chapter 2 Practice Question Answers

Series 66 - 9.4.7.1 Best Practices for Forming a Cybersecurity Plan

Series 66 - 2.4.15.1.1. Treasury Bill Quotes

Series 14 - 6.1.5.1. Delaying Amendments, Deficiency Letters, and Acceleration

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Excellent! The Solomon curriculum prepared me well enough to make me feel comfortable during the actual exam. Practice questions and mock exams were challenging enough to test my knowledge but not too challenging to the point where I was discouraged.

Alex Syku. Easton, CT

I just passed the 82 on my first attempt. The study guide and unlimited practice study exams are priceless. I took full practice exams until I was scoring in the 90's and I'm glad I did. The questions on the actual exam were more difficult than any of my practice exams but I was able to think through them and apparently answer enough questions correctly. I truly wouldn't have passed this exam without all of the practice exams Solomon offered.

Adam Drewry, Parsonex Securities. Denver, CO

Recently passed the FINRA Series 22 Exam. Though the exam is short, the material is obscure and not what you deal with every day in the industry. Solomon did a great job of putting together material and providing a deep understanding. After about 6 weeks of studying and taking 2 practice exams a day, I passed the exam on the first try! Thanks for putting together a robust training product.

Eric Stroehle, Steelwater Wealth Management. Oakville, CT

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 3: 7.1.4.3. Exemption From Registration Of Non-Domestic Firms

Taken from our Series 3

7.1.4.3. Exemption from Registration of Non-Domestic Firms

Since you're reading about Series 3: 7.1.4.3. Exemption From Registration Of Non-Domestic Firms, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →