Series 3: 7.1.2. Registration Of Floor Brokers And Floor Traders

Taken from our Series 3

7.1.2. Registration of Floor Brokers and Floor Traders

Floor brokers and floor traders apply for registration by completing and delivering Form 8-R with a fingerprint card and by paying an $85 registration fee. Registration is granted when t

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.1.2. Registration Of Floor Brokers And Floor Traders, you might also be interested in:

Series 51 - Opening Customer Accounts

Series 66 - 5.1.1.3 Wash Sales

Series 6 - 3.3.2. Roth IRAs

Series 54 - Exercise

Series 65 - Chapter Five

Series 82 - Regulation S-P

Series 6 - 2.2.7.1. Advisory Accounts

Series 7 - 3.3.2.1 Key Documents

Series 79 - 14.2.1. Secured Claims

Series 63 - Exceptions for Canadian Broker-Dealers

Series 26 - Code of Procedure

Series 6 - 4.3.4. Taxing Stock Dividends and Stock Rights

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN

I passed the Series 65 on the first try and I would absolutely give credit to this tool. We all learn in vastly different ways, so having the options available for a study guide, audiobook, video training, flash cards, practice tests - and ALL of the other resources available was critical to my success. I've been out of school for over a decade and remembering HOW to study was hard. I'm so glad I had all of these options.

Ashley Dunning, Inspire Investing. Kansas City, MO

What an excellent resource! I passed my SIE Exam on my first try and Solomon Exam Prep did an excellent job preparing me for the test. I would highly recommend purchasing the study guide, video lectures, and the exam simulator. The exam simulator is especially helpful. As long as you are scoring consistently in the mid to high seventies on the timed practice exams, you will have no problem with the actual exam. Thank you again to Solomon!

Carter Spearry, Merrill Lynch. Rocky River, OH