Series 3: 4.2.1. Trading Cycle

Taken from our Series 3

4.2.1. Trading Cycle

Once a security is listed on an exchange, customers can place their orders with their brokers, which fill out order tickets and send them to exchanges. The conventional options exchanges have operated in a similar way to the

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 4.2.1. Trading Cycle, you might also be interested in:

Series 14 - 9.3.5. Distribution of Third‑Party Research Reports

Series 65 - 4.1.7.4.3. Expiration

Series 65 - 4.1.6 Calculating Gains and Losses

Series 63 - 4.7.2.5. Electronic Communications and Social Media

Series 54 - Bank Dealers

Series 26 - Variable Life: Subaccounts and Death Benefit

Series 65 - Exercise

Series 66 - Unlawful Representations Concerning Registrations

Series 66 - 3.7.3.2. Contract Exchange

Series 24 - 2.4. Managing Investor Risk

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

Passed SIE today! The tools and layout here was instrumental in my success. On to the S7...

Ronald Adams Northwestern Mutual Milwaukee, WI

Previously I used another prep company for the Series 63 and did not pass. Second time around I used Solomon and passed! What's more, I felt much more confident from taking the practice exams and working towards a higher and higher probability rate of passing. Thank you Solomon! I'll definitely use you again with any future security exams.

Max Thomas, Finalis / Evalla Advisors LLC. Los Angeles, CA

I PASSED. A big thank you to Solomon Exam Prep for breaking down the material for the Series 65 exam into understandable information. I started my exam prep journey with another provider and their material was simply too wordy and full of unnecessary information. I switched to Solomon Exam Prep and the material was easy to follow and I PASSED. Thanks so much for being there for me.

Tammy Gladstone, State Farm Insurance, California, MD

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 3: 4.2.1. Trading Cycle

Taken from our Series 3

4.2.1. Trading Cycle

Since you're reading about Series 3: 4.2.1. Trading Cycle, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →