Series 3: Exercise

Exercise

Match each position with its role.

1. A. Futures commission merchants
2. B. Commission brokers
3. C. Floor traders
4. D. Introducing brokers
5. E. Commodity trading advisors
6. F. Commodity pool operators
7. 1. _____ analyze futures markets, issues reports, offers advice, and makes transaction recommendations.
8. 2. _____ execute futures trades at an exchange for their own accounts or for the account of their firm.
9. 3. _____ provide credit to their customers to enable trading.
10. 4. _____ solicit funds from the public and pools them into a single account to invest in futures contracts.
11. 5. _____