Series 6: Exercise

Taken from our Series 6 Top-off Online Guide

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Exercise

Answer true or false.

1. _____ A bond’s coupon rate depends on the creditworthiness of the issuer.
2. _____ A ratings agency is hired by a potential investor, a transfer agent, or a broker/dealer to assess the creditworthiness of a bond issue.
3. _____ When book-entry bonds are held in street name, the beneficial owner is the broker-dealer.

Answers

1. True. The coupon rate depends on the creditworthiness of the bond, which depends on the creditworthiness of the issuer. An issuer wit

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