Series 99: 3.2.4.1 Purchase And Sales Department

Taken from our Series 99 Top-off Online Guide

3.2.4.1 Purchase and Sales Department

• Sends trade confirmations to customers after receiving orders from order room
• Handles billing information—determines net amount of the transaction and credits or debits the customer’s account (net amount includes commissions or markups/markdowns and accrued interest)
• Compares broker-to-broke

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