Series 99: 3.1.5 Payments Involving Publications That Influence A Security’s Market Price

Taken from our Series 99 Top-off Online Guide

3.1.5 Payments Involving Publications that Influence a Security’s Market Price

FINRA prohibits firms from giving anything of value to a media person to try to influence him to write something that might influence the price of a security. Venues include any electronic or other public media, including an

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For the Series 99 I bought and studied the STC and the Kaplan study manuals and test banks but I pattern matching questions versus fundamentally understanding the content. I stumbled upon the Solomon test bank during a Google search and I am glad that I did. The Solomon test bank went into a lot more detail in the answers which allowed me to better understand the actual content versus just pattern recognition in the questions. Some have said that the Solomon test bank is harder than the test which I think may be true but learning the content at this level of detail is how I was able to feel confident walking in and walking out with a pass on the first attempt.

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Eric Cunningham PNC Pittsburgh, PA

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Series 99: 3.1.5 Payments Involving Publications That Influence A Security’s Market Price

Taken from our Series 99 Top-off Online Guide

3.1.5 Payments Involving Publications that Influence a Security’s Market Price

Since you're reading about Series 99: 3.1.5 Payments Involving Publications That Influence A Security’s Market Price, you might also be interested in:

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