Series 99: 2.1.3.1.1 FINRA/NASDAQ Trade Reporting Facility

Taken from our Series 99 Top-off Online Guide

2.1.3.1.1 FINRA/NASDAQ Trade Reporting Facility

OTC trades of exchange-listed securities may be reported on the FINRA/NASDAQ TRF, a reporting service operated on NASDAQ’s Automated Confirmation Transaction Service (ACT). The ACT platform reports, compares, an

+ Read More

More Series 99 Info

What are people saying?

Create an Account

Since you're reading about Series 99: 2.1.3.1.1 FINRA/NASDAQ Trade Reporting Facility, you might also be interested in:

Series 65 - 6.1.1.1.2.4. Tax Basis on Shares After a Stock Split

Series 82 - 3.3.4.2. Subordinated Debentures

Series 65 - 6.2.1.3 Prohibited Transactions

Series 7 - 1.3.3.1 Value at Issuance

Series 50 - Banker’s Acceptances

Series 65 - Averaging Returns

Series 66 - Exercise

Series 51 - Municipal Securities Rulemaking Board (MSRB)

Series 50 - Municipal Securities Representative (Series 52)

Series 82 - Debenture Bonds

Series 65 - Chapter 5 Practice Questions

Series 66 - Direct Participation Programs (DPPs)

Series 79 - Follow-On Offering

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my exam! The Solomon practice tests were equal or hard than the Series 99 questions which helped me crush it! Solomon was a 10/10 experience and I will definitely recommend it to any friends and work peers. It was lifechanging.

Alyssia Simpson. Denver, CO.

For the Series 99 I bought and studied the STC and the Kaplan study manuals and test banks but I pattern matching questions versus fundamentally understanding the content. I stumbled upon the Solomon test bank during a Google search and I am glad that I did. The Solomon test bank went into a lot more detail in the answers which allowed me to better understand the actual content versus just pattern recognition in the questions. Some have said that the Solomon test bank is harder than the test which I think may be true but learning the content at this level of detail is how I was able to feel confident walking in and walking out with a pass on the first attempt.

Garry Kindred Denver, CO

I studied for both the SIE and the Series 99 with Solomon. Both texts more than prepared me for the exam. The practice questions in particular were extremely helpful and were even a bit more challenging than the actual exams. After reading and annotating both textbooks twice and taking each quiz multiple times to the point that I received high scores on each, I was confident taking the exam. Although there were a few questions here and there on the exams that seemed to be outside the scope of the material and had some differently worded questions, the quiz questions were quite in line with the actual exam. I passed both exams my first try. I highly recommend Solomon study material.

Eric Cunningham PNC Pittsburgh, PA

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

Just passed my Series 7 using Solomon Exam Prep! Have used Solomon for my Series 79 as well. Both study programs are excellent and felt well prepared sitting for my exams. Would recommend to others in the industry.

Natasha Trilli, Ocean Park. Houston, TX

When I first signed up for the SIE I was overwhelmed. The topic range was so broad. I began studying the study guide and listened to the audiobook. I also watched the video lectures. The information began to sink in. What really put me over the top was when I signed up for and attended the live class. Our instructor, JD Page, helped me to remember the most important pieces of information for the test. He not only gave us facts, but the reasons behind the facts. It really helped to cement the material into my mind. When I went in for the SIE Exam, I was able to move through the questions quickly and even had enough time to go through every question again. Thank you Solomon Test Prep!

Jason Vreeke CoreCap Investments LLC High Point, NC

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 99: 2.1.3.1.1 FINRA/NASDAQ Trade Reporting Facility

Taken from our Series 99 Top-off Online Guide

2.1.3.1.1 FINRA/NASDAQ Trade Reporting Facility

Since you're reading about Series 99: 2.1.3.1.1 FINRA/NASDAQ Trade Reporting Facility, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →