Series 99: 1.2.3.6.3 Customer Authorization Records

Taken from our Series 99 Top-off Online Guide

1.2.3.6.3 Customer Authorization Records

No member or associated person may obtain from a customer or submit for payment a check or draft drawn on a customer’s checking, savings or similar acco

+ Read More

More Series 99 Info

What are people saying?

Create an Account

Since you're reading about Series 99: 1.2.3.6.3 Customer Authorization Records, you might also be interested in:

Series 63 - Chapter 1 Practice Question Answers

Series 66 - Introduction

Series 51 - Chapter 4 Practice Questions

Series 50 - Exercise

Series 65 - 7.3.16. Yield

Series 65 - Exchange-Traded Notes (ETNs)

Series 52 - 9.3.1. Types of Books and Records

Series 50 - Qualified Private Activity Bonds

Series 14 - 6.1.11. New Issue Rule

Series 65 - 7.3.3 Averaging Returns

SIE - 8.6.3. Holding Customer Mail

Series 65 - Life Insurance

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my exam! The Solomon practice tests were equal or hard than the Series 99 questions which helped me crush it! Solomon was a 10/10 experience and I will definitely recommend it to any friends and work peers. It was lifechanging.

Alyssia Simpson. Denver, CO.

I studied for both the SIE and the Series 99 with Solomon. Both texts more than prepared me for the exam. The practice questions in particular were extremely helpful and were even a bit more challenging than the actual exams. After reading and annotating both textbooks twice and taking each quiz multiple times to the point that I received high scores on each, I was confident taking the exam. Although there were a few questions here and there on the exams that seemed to be outside the scope of the material and had some differently worded questions, the quiz questions were quite in line with the actual exam. I passed both exams my first try. I highly recommend Solomon study material.

Eric Cunningham PNC Pittsburgh, PA

For the Series 99 I bought and studied the STC and the Kaplan study manuals and test banks but I pattern matching questions versus fundamentally understanding the content. I stumbled upon the Solomon test bank during a Google search and I am glad that I did. The Solomon test bank went into a lot more detail in the answers which allowed me to better understand the actual content versus just pattern recognition in the questions. Some have said that the Solomon test bank is harder than the test which I think may be true but learning the content at this level of detail is how I was able to feel confident walking in and walking out with a pass on the first attempt.

Garry Kindred Denver, CO

Thanks! I just passed my series 26 exam! Your material really helped!

Kevin Chambers

I passed the Series 63 after using the study materials from Solomon. The practice exam and quizzes were the most amount of help. How the questions are asked really makes a difference. It gets your mind ready for how the exam will phrase the questions. Highly recommend this to anyone taking the Series 6 and/or 63. Great material! Will be returning for the Series 7 in the future.

Joseph DeLoach, WoodmenLife, Eatonton, GA

Great job with the Series 63 study material. I read the study guide, took notes against it, made flashcards and did tons of online tests just as the material suggested. Following the outline worked and I passed with plenty of room to spare. In particular, being able to access questions online is worlds better than how I remember studying for other exams in the past.

Tom L., Atlanta, GA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 99: 1.2.3.6.3 Customer Authorization Records

Taken from our Series 99 Top-off Online Guide

1.2.3.6.3 Customer Authorization Records

Since you're reading about Series 99: 1.2.3.6.3 Customer Authorization Records, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →