Series 99: 1.2.3.5.1.2 Maintenance Of A Check Blotter

Taken from our Series 99 Top-off Online Guide

1.2.3.5.1.2 Maintenance of a Check Blotter

A blotter is a book of original accounting entry that records the transactions of the brokerage firm and its customers. Checks that a brokerage firm issues or receives must be recorded on a check blotter; separate blotters are maintained for checks received and checks sent. A check blott

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