SIE: 10.2.8.1. Municipal Securities Complaints And The Investment Brochure

Taken from our SIE Online Guide

10.2.8.1. Municipal Securities Complaints and the Investment Brochure

Annually, a municipal securities broker-dealer must inform customers how to obtain a copy of an investor brochure explaining the customer’s options for remedying the complaint and settling disputes. Published by the MSRB, the investor brochure outlines the br

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SIE: 10.2.8.1. Municipal Securities Complaints And The Investment Brochure

Taken from our SIE Online Guide

10.2.8.1. Municipal Securities Complaints and the Investment Brochure

Since you're reading about SIE: 10.2.8.1. Municipal Securities Complaints And The Investment Brochure, you might also be interested in:

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