SIE: 9.2.15.6. Electronic Communications And Social Media

9.2.15.6.  Electronic Communications and Social Media

Electronic communications include websites, blogs, webinars, and social media sites, such as Twitter and Facebook. For regulatory purposes, electronic communications come in two types: static and interactive

Communications with static content require approval by a registered principal before they are posted. Interactive, real-time communications do not require prior approval by a principal in general; however, they do require a