SIE: 8.1.1. Customer Identification And Verification

Taken from our SIE Online Guide

8.1.1. Customer Identification and Verification

The USA PATRIOT Act requires member firms to use a customer’s name, address, date of birth, and Social Security number or tax identification number to independently verify her identity. This verification can be done with a government issued photo ID, such as a current driver’s license, a passport, an alien registration card, a green card, or another government-issued ide

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: 8.1.1. Customer Identification And Verification, you might also be interested in:

Series 79 - Oral Offers

SIE - T-Notes and Bond Quotations

Series 54 - 2.2.1. Fiduciary Duty of Municipal Advisors

Series 82 - Chapter 3 Practice Question Answers

Series 54 - 1.1.2. Securities Exempt from Registration

Series 24 - Cash Compensation

Series 7 - 12.1.5 The Syndicate

Series 66 - Speculation

Series 51 - Uniform Gifts to Minors Act (UGMA) Accounts

Series 6 - 4.2.9.2. Subordinated Debentures

Series 65 - Liquidation

Series 82 - 2.1. Opening and Maintaining Customer Accounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed first try on the SIE. Thanks to Solomon! The exam simulator is super helpful for prepping for test day.

William Windham, Solebury. Brooklyn, NY

After failing the Securities Industry Essentials Exam twice I was all but ready to give up. Then I used Solomon Exam Prep material which help me to pass the exam. I had a blast using their learning platform and would highly recommend it to anyone!

Innocent Anavberokhai Jr., Lawrence, KS

I am so happy to announce that I passed the SIE on July 1st! Thank you, Solomon the book, videos, and exam simulator were the best! I went to the test with confidence, and I must say I felt like I was prepared for every question. I had more than enough time to complete all the questions and reviewed my answers. Series 6, here I come! Let's Go, Solomon!

Leanene Carriere, Nameloc Inc. Houston, TX

I came into my studies with very little experience. With the amazing help and support from the Solomon Team I passed the SIE on my first attempt. I am extremely grateful for the study material that Solomon has provided. I am onto the 7 TO.

Wc Harbert, RBC. Eugene, OR

I passed the SIE with the help of the practice exams from this course. The practice exams from this course seemed a bit needlessly difficult compared to the actual exam I took. While it prepared me well, it caused a lot of unnecessary stress. Don’t over do it on the practice exams.

Christian Heer, Merrill lynch . Los angeles, CA

I passed my SIE exam the first time. Great tools and exam simulators, if you study the entire guide and take enough practice exams before your exam there's no reason why you wouldn't pass!

Rom Rabin, Los Angeles, CA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

SIE: 8.1.1. Customer Identification And Verification

Taken from our SIE Online Guide

8.1.1. Customer Identification and Verification

Since you're reading about SIE: 8.1.1. Customer Identification And Verification, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →