SIE: 5.3.8.2. Capital Gains On The Sale Of Mutual Fund Shares

Taken from our SIE Online Guide

5.3.8.2. Capital Gains on the Sale of Mutual Fund Shares

If an investor sells or exchanges mutual fund shares for a profit, she has to pay a tax on the gain. If she holds the shares for one year or less, she will pay at the short-term capital gains rate,

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: 5.3.8.2. Capital Gains On The Sale Of Mutual Fund Shares, you might also be interested in:

Series 7 - Exercise

Series 79 - Distressed

Series 65 - 1.2.1.2.3. Altering Reserve Requirements

Series 52 - 6.2.3. After-Tax Yield

Series 79 - Classes of Preferred Stock

Series 79 - 1.2.1.2. Liabilities

Series 24 - Regulation AB II

Series 24 - Restrictions on Customer Gifts and Gratuities

Series 66 - 2.5.1.2.2 Payments in Perpetuity

Series 66 - Section One

Series 3 - 5.3.7. Carry vs. Inverted Spreads

Series 24 - Powers of Attorney

Series 24 - Restrictions on the Publication of Research Reports and on Public Appearances

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

After failing the SIE with a different study company, I passed after using Solomon! I then passed the S6, S63 and S65 on the first try after studying with Solomon materials! I loved how easy the material was to comprehend and the practice tests were amazing! I felt well prepared for each test! Thank you Solomon!

Sara Hays, State Farm. Atascadero, CA

Solomon's study materials and practice exam helped prepare me quickly and made me confident going into the SIE exam. I'm happy to have used their services and highly recommend their products for the SIE exam.

Kevin Ramani. Boston, MA

After failing the Securities Industry Essentials Exam twice I was all but ready to give up. Then I used Solomon Exam Prep material which help me to pass the exam. I had a blast using their learning platform and would highly recommend it to anyone!

Innocent Anavberokhai Jr., Lawrence, KS

Passed the SIE!

Chris McHugh, McHugh Ins Group, Inc., Boca Raton, FL

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

All test from FINRA should never be taken lightly. The Solomon course work and exercise materials prepared me well for the SIE exam of which I passed the first time. I am onto prepping for the Series 79 and will once again use Jeremy Solomon’s resources and program. Thank you, Jeremy, for the outstanding support!

Constantino (Tony) Quintong Jr, Securieon Group. Carmel by the Sea, CA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

SIE: 5.3.8.2. Capital Gains On The Sale Of Mutual Fund Shares

Taken from our SIE Online Guide

5.3.8.2. Capital Gains on the Sale of Mutual Fund Shares

Since you're reading about SIE: 5.3.8.2. Capital Gains On The Sale Of Mutual Fund Shares, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →