SIE: 2.3. The Bond Indenture

Taken from our SIE Online Guide

2.3. The Bond Indenture

To issue a corporate bond, an issuer must prepare a formal written document called a bond indenture, or trust indenture, and file it with the SEC. The bond indenture is the legal document that specifies the scope and features of the bond and holds the issuer to its terms.

Specifically, the indenture must identify:

• Purpose of the bond issue and its features
• Conditions under which the bonds may be redeemed before maturity
• Covenants or promises that the issuing company makes with respect to its obligations over the life of the bond
• Procedures and remedies should the issuer default
• Rights and duties of the trustee

The issuer must

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: 2.3. The Bond Indenture, you might also be interested in:

Series 65 - Long Positions in Margin Accounts

Series 66 - Planning for a Specific Event

Series 51 - Monitoring Written Correspondence

Series 51 - Customer Requests for Information

Series 82 - Other Securities Transactions Exempt from Registration

Series 24 - Contact Rule

Series 7 - 7.4 Private Equity

Series 79 - 4.4.1. Example Discounted Cash Flow Analysis

Series 24 - Safe Harbor for Statements by Issuers

Series 24 - Third-Party Trades

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Using the Solomon SIE exam practice was a huge help at preparing for the types of questions that were asked on the real test. If you are passing the tests on Solomon’s practice exams with a consistent 75% pass rate, you should feel confident going into the test. Good luck, thank you Solomon!

Blake Rossman, True Wealth Financial, Fircrest, WA

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

I'm not the best test taker. Solomon changed that. I was struggling on the quizzes and practice test. However, I passed the SIE on the first try. Took me less than one hour to complete. I felt very prepared.

Lamar Barnes, Washington D.C.

Passed SIE on the first attempt! The multi-prong study approach Solomon puts together - read, take notes, watch videos, practice tests, review - is very effective. By the time I had worked through the plan and used the reports to bolster my weak areas, I walked into the test center with high confidence. It took a lot of time and was hard work, but the test plan and materials made it possible.

Dave Stakland, Cambridge Investment Research. Fairfield, IA.

I've used the Solomon exam prep materials for both my SIE and Series 6 exams and passed both on the first try! The audio materials are a lifesaver and a great resource to utilize, especially while driving. Also, your team is fantastic! I reached out through the "Ask the Professor" option while studying for the SIE and the response and additional help was exactly what I needed. I highly recommend Solomon! Thanks again!

Kristina Ribali, Modern Woodmen Fraternal Financial. Naples, FL

After failing the Securities Industry Essentials Exam twice I was all but ready to give up. Then I used Solomon Exam Prep material which help me to pass the exam. I had a blast using their learning platform and would highly recommend it to anyone!

Innocent Anavberokhai Jr., Lawrence, KS