Series 24: Regulation M-A, Rule 165

Taken from our Series 24 Online Guide

Regulation M-A, Rule 165

Rule 165 of Regulation M-A allows would-be participants in a merger or acquisition to communicate about a proposed deal before and after a registration statement is filed, as long as any written communications are filed with the SEC on or before the first day of use and the eventual prospectus contains a legend urging investors to read relevant documents filed with the SEC.

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