Series 24: Investment Company Advertisements And Sales Literature

Taken from our Series 24 Online Guide

Investment Company Advertisements and Sales Literature

Investment company advertisements involving new securities are regulated primarily by the Securities Act. Issuers cannot advertise a securities offering before filing a registration statement with the SEC. Any advertisement made by a new issuer before a registration statement becomes effective must be accompanied or preceded by a statutory prospectus. After a registration statement becomes effective, broker-dealers must deliver a prospectus to purchasers of the new securities, either when they are delivere

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Investment Company Advertisements And Sales Literature, you might also be interested in:

Series 6 - 4.2.11.2. Treasury Notes and Bonds

Series 53 - 6.4. Price and Interest Rate Calculations

Series 27 - U.S Treasuries and Agency Securities

Series 66 - 5.2.2.3.2 Savings Incentive Match Plan for Employees (SIMPLE) IRA Plans

Series 99 - 2.3.2.1.2 Reserve Bank Account

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

3rd time is a charm and it took Solomon to do it. None of the other materials in my first two attempts were strong enough to enable me to reason my way to the correct answers. Solomon's angle on this material was closest to the actual test and was the reason I got there.

As an aside, the ongoing personal help was very surprising and commendable. Thank you, Solomon!

Jason Bowen, Southington, CT

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

After trying numerous study materials, Solomon was the key to pass my Series 24. The live class was a perfect complement. Thank you Karen for your assistance!

Marie, Miami, FL

I had tried another learning system before Solomon and walked into the Series 24 unprepared and subsequently failed. After using the Solomon system for three weeks, taking full advantage of the app on my cell phone I walked into my second attempt very prepared for the type of questions I was going to see. Not only did I pass, I did so with confidence. Thanks so much Solomon!

Steven Eisner, Penn Mutual/HTK, Hauppauge, NY

Finally! Having used the study material provided by my firm, I couldn't get over the passing level. Came out of pocket for Solomon, and passed [the Series 24] on the first effort - Thank you!

Scott Krogmann, Regions Bank, Knoxville, TN