Series 24: Regulation U

Taken from our Series 24 Online Guide

Regulation U

Regulation U was adopted in 1936 “to impose credit restrictions upon persons other than brokers or dealers” that lend to buyers and sellers of margin securities, primarily banks. Banks and other lenders are forbidden from extending more credit than the “maximum loan value” for margin securities, which Regulation U identifies as 50% of the stock’s current market value.

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Regulation U, you might also be interested in:

Series 53 - 2.2.2.2. Annual Affirmation

Series 63 - Exercise

Series 7 - 17.6.3.1. Trading Halts on a Security

Series 3 - 2.2.1.2. Settlement and Delivery

Series 50 - Cost of Issuance of Private Activity Bonds

Series 24 - 4.1.5.4.3. Post-Effective Period

Series 7 - 15.2. Long Positions in Margin Accounts

Series 82 - 3.2. Equity Securities

Series 99 - 1.2.3.2 Escheatment Process

Series 66 - 2.4.12.3. High-Yield or Junk Bonds

Series 24 - Outside Private Transactions

Series 50 - Double-Barreled Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

This is my fourth time using Solomon's exam materials (Series 99, 7, 63, and now the 24)....and I PASSED once again on my first try. Thank you Solomon- your exam question simulator was extremely helpful!

Kim Schmidt, Elmcore Securities, Las Vegas

I passed the 24 with the help of the audio, book and test questions. I previously took this test and failed walking away with the thought nothing I studied looked familiar. I also didn't really understand how certain areas functioned... but found the information provided with Solomon worked best for me. The flow charts and extra resources section were extremely helpful in breaking down sections of this "Dry" test. The audio was great to review and the book format was easy to read and concise. I felt almost every question I knew what they were asking and I was able to eliminate one or two questions. Don't waste your money with other sites. Solomon will allow you to pass on the first time. Good luck!

Matthew D., Orange County, CA

I watched the videos twice, took notes from them, and took hundreds of practice problems. The test simulator was the best part of the program. I found it helpful that you could go back and look at the questions you missed and use them to help refine what to study. I definitely would recommend the program. Get 85%+ on the practice and you should pass the 24.

Kris Nyden, Seattle, WA

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

I passed the 24 the first time with the help of the Solomon materials. The online course and the exams really helped focus in and clarify what was important. I've recommended them to all of my colleagues!

Corrinne Kaucher