Series 24: Expungement Of Customer Dispute Information

Taken from our Series 24 Online Guide

Expungement of Customer Dispute Information

FINRA records disciplinary information with respect to customer complaints and any resulting arbitration awards or court judgments in its Central Registration Depository system. It uses this information in making its licensing and hiring decisions and provides it to BrokerCheck for public dissemination.

Broker-dealers believing the allegations against them to be false may wish to have this inf

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Expungement Of Customer Dispute Information, you might also be interested in:

Series 7 - 8.3.3. Variable Life Insurance

Series 7 - 1.3.5.1. Cumulative Preferred Stock

Series 53 - Written Supervisory Procedures and Approval by Principal

Series 3 - 5.3.1. Debit Call Spread

Series 53 - Close-Outs

Series 63 - 6.3 Trust Indenture Act of 1939

Series 66 - 5.1.2.2.3 Timing Mutual Fund Purchases

Series 24 - Regulation M, Rules 101 and 102—Purchasing During Restricted Periods

Series 51 - Zero Coupon Bonds

Series 24 - Nasdaq

Series 3 - 1.3.4.2. Filling Out an Order Ticket

Series 52 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

I watched the videos twice, took notes from them, and took hundreds of practice problems. The test simulator was the best part of the program. I found it helpful that you could go back and look at the questions you missed and use them to help refine what to study. I definitely would recommend the program. Get 85%+ on the practice and you should pass the 24.

Kris Nyden, Seattle, WA

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

I passed my Series 24 today with an 80% thanks to Solomon Test Prep! I found the most benefit from using the practice exams as a learning tool, reading each answer explanation as I went along, regardless of a(n) correct/incorrect response. I found that for this exam, understanding the concepts is equally as important as memorization! Good luck!

Audrey M., Austin, TX

I passed the 24 with the help of the audio, book and test questions. I previously took this test and failed walking away with the thought nothing I studied looked familiar. I also didn't really understand how certain areas functioned... but found the information provided with Solomon worked best for me. The flow charts and extra resources section were extremely helpful in breaking down sections of this "Dry" test. The audio was great to review and the book format was easy to read and concise. I felt almost every question I knew what they were asking and I was able to eliminate one or two questions. Don't waste your money with other sites. Solomon will allow you to pass on the first time. Good luck!

Matthew D., Orange County, CA