Series 24: Written Supervisory Procedures

Taken from our Series 24 Online Guide

Written Supervisory Procedures

If the supervisory system determines how the responsibility for regulatory compliance is shared within the member firm, the written supervisory procedures (WSPs) document that system and instruct the supervisor as to how those responsibilities must be performed.

The member firm’s written supervisory procedures must record the names, titles,

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Written Supervisory Procedures, you might also be interested in:

SIE - Uniform Transfers to Minors Act (UTMA) Accounts

Series 24 - Communications that Include a Recommendation

Series 50 - Introductory Section

Series 66 - Capital Gains and Losses

Series 24 - Exercise

Series 24 - 4.3.1.1. SEC Rule 145: Transactions That Do and Don’t Require Registration

Series 65 - 1.4.1.1.4 Net Income

Series 24 - Chapter 5 Practice Question Answers

Series 66 - 9.3.5 Suitability

Series 79 - 3.2.4. Profit Margins

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

Even though there is no such thing as a guaranteed success in the securities industry, there is a likelihood of strong returns if you are able to make the right risk / reward choices at the right time.

If you are taking a test one of those choices is Solomon materials. Just follow their guidance. It worked for me, 3 times in a row, 7, 63, 24!

Eric Altmann, New York, NY

I passed my Series 24 with two weeks of nearly full-time study, using the textbook, the online class, and the exam simulator. The textbook was very readable and helpful in providing complete explanations, as well as helpful memorization tips. The online class and pre-recorded sessions were crucial to get through all of the material and put it in relative context. It was helpful to be able to have questions answered instantly and via email afterward. The online simulator questions were just like the exam questions, and the immediate feedback function was essential for learning from the practice quizzes and exam. I needed every minute of my study and practice time to count, and Solomon Exam Prep made it possible. Thank you!

T. Richmond, Bethesda, MD

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA

I passed the Series 24 on the first try with an 80%! This was the highest of all of my Series exam scores and I attribute much of my success to Solomon's amazing study materials. The practice exams are spot-on and the video lectures were a great supplement to the readings. I suggest following the study schedule Solomon provides for a successful outcome!

Katelyn H, Las Vegas, NV