Series 24: Foreign Broker-Dealer Registration

Taken from our Series 24 Online Guide

Foreign Broker-Dealer Registration

All broker-dealers operating in the United States must register with the SEC, even if they conduct their business exclusively with investors outside of the United States. Foreign broker-dealers operating outside the U.S. must also register with the SEC if they conduct business with any person inside the United States.

Foreign broker-dealers are exempt from federal registration if they participate only in a handful of specific activities. These activities include:

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I had tried another learning system before Solomon and walked into the Series 24 unprepared and subsequently failed. After using the Solomon system for three weeks, taking full advantage of the app on my cell phone I walked into my second attempt very prepared for the type of questions I was going to see. Not only did I pass, I did so with confidence. Thanks so much Solomon!

Steven Eisner, Penn Mutual/HTK, Hauppauge, NY

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

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Jason Bowen, Southington, CT

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Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

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Danny Klingler, Kestra Financial, Austin, Texas

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Diane Pouliot, RBC, Minneapolis, MN