SIE: Anti-Intimidation And Coordination Rule

Taken from our SIE Online Guide

Anti-Intimidation and Coordination Rule

No broker-dealers or affiliated persons may coordinate its prices, quotations, trades, or trade reports with any other person’s, or request anyone else to alter a price or quotation. Nor may they engage i

Since you're reading about SIE: Anti-Intimidation And Coordination Rule, you might also be interested in:

Solomon Exam Prep Study Materials for the SIE
Please Enable Javascript
to view this content!