SIE: Exercise

Taken from our SIE Online Guide

We have an Audiobook for this text!

Exercise

Answer the following questions

1. Octavia opens a cash account with Jones Brothers Broker-Dealer. Before her first transaction of $5,000 settles, how much must she deposit in her account?
2. Nell opens a margin account with Smith & Smith. Her first transaction involves $10,000 worth of securities. How much money must she put down?
3. Leslie’s margin account decreases in value from $60,000

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: Exercise, you might also be interested in:

Series 99 - 1.2.3.5.1.2 Maintenance of a Check Blotter

Series 24 - 2.6.6.3. Fingerprint Records

Series 26 - Lifetime Records

Series 63 - Post-Registration Requirements

Series 65 - 1.2.1.2.2 Modifying the Discount Rate

Series 24 - 2.1.4.1. Supervisory Control Procedures

Series 26 - Individual Accounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Excellent exam preparation! Passed on my 1st attempt! SIE EXAM DO LOTS OF PRACTICE EXAMS, AND FLASHCARDS. I found the real exam question easier than the Solomon's ones. Thank you!

Gil Malamut, Prudential. New York, NY

Wow!!! Well all I can say is that Solomon Test Prep not only helped me pass the SIE first time but ensured I felt confident about the test beforehand! I will say that the practice tests are definitely harder than the real thing so if your probability passing is over 70% you are good to go! Thanks Solomon!

Lee Schmidt, Thiesen and Dueker Financial Group. Fresno, CA.

I have passed the SIE, Series 63, and Series 65 all on the 1st attempt. Thank you Solomon Exam Prep! The practice tests are great and really prepare you for the real exam.

Gary Kilanowski. Scottsdale, AZ

I only used the exam simulator and it was the best decision I made! I read a different textbook and used Solomon solely for test prep questions. I promise you the $70 or so this cost is 100% worth it. Every question that I got on my exam (May 2020) was related to all the questions asked in the Solomon exam simulator. If you are willing to put in the work and take all of the chapter quizzes and then take 5 each of the time/not timed exams you will pass. Another good thing is that you can download their app and take exams on your phone - I found this very useful when I didn't want to always be on my laptop all day.

Nick Sciortino, Barrington, NJ

Thanks to Solomon I was able to pass the SIE, Series 7, and Series 63, great study material if you put the hours in!

Xavier Mata, Cabrera Capital Markets. Chicago, IL

I have taken and passed the SIE, Series 7, and Series 66 using this amazing Solomon study program. Each time, I felt prepared for the exam and confident in my answers. Solomon's study structure and varying mediums of study make it interactive and easy to learn.. It's an amazing deal for the tools received. I would highly recommend this program!

Abbigayle Hanoch, LPL Financial. Ventura, NM

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

SIE: Exercise

Taken from our SIE Online Guide

Exercise

Since you're reading about SIE: Exercise, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →