SIE: Timing Mutual Fund Purchases

Taken from our SIE Online Guide

Timing Mutual Fund Purchases

When a fund pays a distribution, the NAV per share decreases by the amount of the distribution. Whether the investor takes the distribution in cash or reinvests it, the investor will have to pay taxes on the distribution. Many funds pay distributions annually. If an investor purchases shares rig

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: Timing Mutual Fund Purchases, you might also be interested in:

Series 65 - Working Capital

Series 53 - 1.1.9. Compliance Examinations

SIE - 9.2.11. No Interpositioning

Series 63 - 3.1.2.4.1.1. Notice Filing for Crowdfunding Offerings

Series 53 - Exercise

Series 65 - 2.1.1.3.1. Stock Splits

Series 7 - 14.5.1 Transfer and Ship

Series 7 - 6.1.2.1 Equity Funds

Series 65 - 5.2.3.4. Current Investments

Series 14 - 7.1. FINRA’s Role

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon's study materials and practice exam helped prepare me quickly and made me confident going into the SIE exam. I'm happy to have used their services and highly recommend their products for the SIE exam.

Kevin Ramani. Boston, MA

Solomon Exam Prep is the "go-to" study guide for any busy professional in our industry. Extraordinary customer service and responses to your questions via email. Excellent flow of subjects, quizzes, test and audiobooks for on-demand refresh. Don't settle for any other test platform for our industry. The goal is to pass the test and they have the staff and platform to help you achieve your goal.

Robert Jones, US Capital Global. San Francisco, CA

THANK YOU SOLOMON! I passed the SIE in December and Series 6 in February. I do not have a background in finance. The study materials prepared me wonderfully for the exams. I used the study schedule - took a ton of practice exams and re-read the material. Also, the testimonials were very encouraging, so I had to share that I had the same amazing experience. Thank you so much!

Candace Chavez, Cetera Investment Services. Wimberley, TX

I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26. Understandably this was a pretty tall task, but the Solomon Exam Prep materials made it incredibly easy. I appreciated how well all of the material was laid out for all four tests. I stuck to the study plans that were included in the resources and passed all four tests on the first try. This was a stressful time in my life, but Solomon got me through it! I would highly recommend Solomon to anyone who is looking to become licensed. Part of my new job is managing other licensed individuals and I recently hired two employees who are now required to be licensed. I reached out to Solomon for a demo of their Admin Portal and it is wonderfully comprehensive. It allows me to track my employees progress without having to reach out and be too invasive. Excellent all around!

Stephen Carbaugh, StanCorp Equities, Inc. Portland, OR

When I took my SIE exam, I only spent 30 minutes taking the exam and I passed. It is amazing how Solomon goes into detail regarding information. You guys provide more information than Kaplan's SIE book. Thank you so much for helping me succeed in my endeavors. Onward and upward to the Series 7. I'm choosing Solomon again!

Zach Sloan, Cambridge Investment Research, Fairfield, IA

I have passed the SIE, Series 63, and Series 65 all on the 1st attempt. Thank you Solomon Exam Prep! The practice tests are great and really prepare you for the real exam.

Gary Kilanowski. Scottsdale, AZ

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

SIE: Timing Mutual Fund Purchases

Taken from our SIE Online Guide

Timing Mutual Fund Purchases

Since you're reading about SIE: Timing Mutual Fund Purchases, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →