SIE: Capital Gains On The Sale Of Mutual Fund Shares

Taken from our SIE Online Guide

Capital Gains on the Sale of Mutual Fund Shares

If an investor sells or exchanges mutual fund shares for a profit, she has to pay a tax on the gain. If she holds the shares for one year or less, she will pay at the short-term capital gains rate, which is he

+ Read More

More SIE Info

What are people saying?

Create an Account

Since you're reading about SIE: Capital Gains On The Sale Of Mutual Fund Shares, you might also be interested in:

Series 14 - 4.2.1.1. Requirement to Secure Possession or Control

Series 24 - 5.9.2.3.2. Last Transaction Reporting

Series 50 - Variable-Rate Demand Obligations (VRDOs)

Series 99 - 2.3 Financial Management

Series 65 - Price of Preferred Stock

Series 66 - Callable Bonds

Series 7 - 6.1.7. Taxation of Mutual Funds

Series 24 - Proxy Statements: Schedule 14A

Series 24 - Quarterly Security Counts Rule

Series 66 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

After a lengthy absence from the securities industry, I again needed to get licensed. With the great help of Solomon, I did the SIE, Series 7, Series 63, and Series 82, in just over 5 months. The materials are comprehensive and I would recommend reading it all at least twice. Have realistic goals and meet them. Don't take too many days off as the quicker you learn the material the less likely your are to forget the initial stuff. I found the "Ask the Professor" feature to be particularly helpful (and responsive!). I hope I don't need further exams any time soon but, if I do, I will use Solomon.

Shawn Sullivan Charlestowne Securities Darien, CT

Excellent exam preparation! Passed on my 1st attempt! SIE EXAM DO LOTS OF PRACTICE EXAMS, AND FLASHCARDS. I found the real exam question easier than the Solomon's ones. Thank you!

Gil Malamut, Prudential. New York, NY

I passed my SIE. I was using Kaplan and it was not working out as well. I did study the book, did the simulated exams about 15 times and quizzes at least 5 times each before taking the exam. The testimonials here helped me follow a strategy and I stayed focused on passing. Solomon exam prep material really prepares you for the exam, I passed on Aug 21 2021 after using other competitive materials to no success. Thank you Solomon Exam Prep.

Omo Vanwie, Morgan Stanley. Columbus, OH

I was able to learn, practice, and pass both my SIE and Series 6 Exams ahead of schedule, while running my agency. The information was complete and the practice questions were plentiful! I highly recommend Solomon and will continue to use them in the future!

Shawn Swank, Swank Agency Allstate Insurance, Trinity, FL

Thank you so much Solomon Prep for helping me to be able to successfully pass all three of my exams (SIE, Series 7 and Series 66) in a relatively short period of time. The exam packages were excellent! I will continue to refer people to your amazing program!

Jessica Macci, Goldman Sachs. Albany, NY

Solomon Exam Prep did it again! I passed the Series 63! Now, I'm 3 for 3 - SIE, S6 & S63 - all first try- thanks to the amazing study material! The practice exams are phenomenal!

Candace Chavez, Cetera Investment Services. Wimberley, TX.

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

SIE: Capital Gains On The Sale Of Mutual Fund Shares

Taken from our SIE Online Guide

Capital Gains on the Sale of Mutual Fund Shares

Since you're reading about SIE: Capital Gains On The Sale Of Mutual Fund Shares, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →