Series 50: Preservation Of Books And Records (MSRB Rules G-8 And G-9)

Taken from our Series 50 Online Guide

Preservation of Books and Records (MSRB Rules G-8 and G-9)

Under MSRB Rule G-9, records must be maintained for various periods of time and kept for ready inspection by any regulatory authority that has jurisdiction over the advisor or broker-dealer.

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I passed . Got an 84 on my Series 50. Solomon's prep material was pretty good. The practice tests were very helpful too. The numerical examples embedded within the theory really helped with the concepts. Made the material easy to read and understand.

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