Series 65: Rescission

Taken from our Series 65 Online Guide

Rescission

One unique provision available to securities issuers, investment advisers, and broker-dealers to help them avoid administrative action is rescission. Under rescission, a professional or issuer offers a client

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I wanted to add my testimonial to the long list of successful test-takers. Passed my Series 65 today on the first try! The materials were well written and made the concepts easier to understand (especially to someone with no background in finance like myself). I was a big fan of the audio format as I have a long drive back and forth to work (other test prep providers did not have this option). The test simulators were also a huge help. Thanks to the folks at Solomon Prep!

Ralph Marshall, High Speed Alliance, Wilmington DE

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Steve O'Dell, Merrill Lynch, Westchester, NY

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