Series 65: Advisory Accounts

Taken from our Series 65 Online Guide

Advisory Accounts

An investment adviser is a person or entity that advises people on their investments for a fee. Investment advisers often open accounts at broker-dealers to buy and sell securities for the client. Investment advisers are considered fiduciaries and must, therefore, put their clients’ interests before

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Advisory Accounts, you might also be interested in:

Series 79 - 3.5.3. P/E Ratio vs. EV/EBITDA

Series 24 - 5.14. Trading Conduct Rules

Series 51 - Customers

Series 24 - Margin Account Deposits

Series 22 - Corporate Accounts

Series 65 - Eurobonds and Eurodollar Bonds

Series 7 - Chapter 11 Practice Questions

Series 24 - Restrictive Agreements

Series 6 - 2.1.4. Internal Inspections and Compliance

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Hi Jeremy, I passed! Thanks for all your hard work and support to help me get through the Series 65! I went from scoring a 65 [using a competitor's material] to a 79 percent [with your Exam Prep]. I felt your material covered the exam perfectly. I went out of my way of actually learning instead memorizing. I used the book and the audio book as well as your online test prep. I am glad that is over with! Thanks again, best wishes to you as well.

Bryce Lindley, Sisters, Oregon

I passed the 63 and 65 the practice questions are much more difficult than the actual exam. I would recommend this program to anyone who needs to be challenged and wants to pass the first time out.

David Lewis, Northwestern Mutual, New York, NY

I wanted to thank you for your help several weeks ago. The practice questions were very helpful. I passed the exam (Series 65) on the first try with a solid score.

Alan Heacock, LPL Financial, Bedford, NH

I learned the material quickly and passed the Series 65 with flying colors. It was fun to listen while driving, and it was easy to absorb the information—just like being taught by an entertaining young professor!

Chris McConnell, Adondo Corporation, Wayne, PA

I had my licenses but I let them lapse after I sold my firm. Now we're starting a new firm and I needed a refresher and studied your book and used the exam simulator. I passed the Series 65 and your materials were a big help. Now I am back for the Series 7 and I want your book, audio book and exam simulator. Thanks for an excellent product.

Jason Luquire Pawleys Island, SC

I could not be happier with Solomon Exam Prep and I am so glad I found it. I had taken this test prior and wasn't able to pass. After utilizing the Total Study Package for the Series 65, including the book, audiobook, summary videos and practice tests, I felt very confident clicking the submit button at the end of the test. I would highly recommend Solomon Exam Prep to pass your upcoming test.

Dane Urista, Vincent Asset Management, Eden Prairie, MN

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 65: Advisory Accounts

Taken from our Series 65 Online Guide

Advisory Accounts

Since you're reading about Series 65: Advisory Accounts, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →