Series 65: Subscription Rights

Taken from our Series 65 Online Guide

Subscription Rights

A subscription right is similar to a warrant but has a shorter life, usually lasting two to four weeks. Essentially, subscription rights originate when a company decides to raise additional money by offering additional shares of an existing stock to the public. This is called a follow-on offering.

When a follow-on offering occurs, current stockholders have a preemptive right to maintain their proportionate ownership share in a stock.

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I just passed the Series 65 exam – thanks, Jeremy! Your excellent and enjoyable book and challenging practice exams-and-quizzes were my only resources. This exam kicked my butt, but I was able to accomplish the only essential task – simply "to pass" – because of the thoroughness (and the plain English and occasional humor) of these two essential test prep materials. Here's my warning -- don't underestimate the difficulty of this exam! I highly recommend that fellow Series 65'ers keep taking the practice exams and quizzes until they can comfortably get a score of 80+ before scheduling their exam; you need to go into the exam room with the confidence that this crucial simulated test-taking experience will provide. I'm so grateful for your help!

Jeff Hartnett, Portland, OR

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Jason Luquire Pawleys Island, SC

I took the Series 65 Exam and passed with a good score. Thank you for all the materials. I did have to put a lot of study time into it but with hard work, your materials and prayer I passed!

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Carol K. Gallagher TIAA-CREF Upstate New York