Series 65: Liquidity Risk

Taken from our Series 65 Online Guide

Liquidity Risk

Liquidity risk is the risk that an investor will not be able to sell his investment quickly at a fair price. In other words, liquidity risk is a measure of how liquid or marketable the investment is. St

+ Read More

More Series 65 Info

What are people saying?

Create an Account

Since you're reading about Series 65: Liquidity Risk, you might also be interested in:

Series 7 - 3.3.1.1 Key Players

Series 66 - Life Insurance

Series 50 - Liquidity Risk

Series 24 - Firewall Between the Research and Investment Banking Departments

Series 63 - Sharing Profits and Loss in a Customer Account

Series 66 - Other Margin Information

Series 53 - Reoffering Scale

Series 14 - 6.2.1.2. Private Investment in Public Equity (PIPE) Transactions

Series 7 - Exercise

Series 51 - Supervisory Responsibilities

Series 24 - Review of Transactions and Correspondence

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used Solomon for the 63 and the 65 and PASSED both on 1st try. U will too.

Pavel Jezek, Denver, CO

I thought the study material from Solomon Exam Prep was great. It helped me focus on the sections where I needed to study the most. I passed with an 81% on my first try for the Series 65 exam. I would definitely use Solomon Exam Prep again if I need to get any more licenses.

Michael, Portland, OR

I took the exam three days after we spoke. I had to drive 75 miles to the test center. I finished the exam in a little under two hours and did not want to second guess myself in changing any of my answers. Upon completion of the exam, and subsequent grading I saw a 65 on the screen and I couldn't believe I did so poorly. However, the 65 I saw stood for the Series 65 not my grade and several lines below was my grade which was an 87. Thus I passed with a minimum amount of study looking over your online exam simulator. The questions were very similar to your review questions and I am sure that a candidate who reviews your questions and understands the application will have no problem passing the exam. Thanks for a great product.

Jeff Dampf

Just wanted to let all of you know that I passed the 65 on 4/19/10. I got a 76%! Not the highest score, but good enough!!! Thank you so much for all your help. Your study materials (book, audio, and exam simulator) were instrumental in my passing this test the first time! I'll be sure to let any future test takers in my office know about your products! Thanks again!

Sandy Widmer, BGR Financial Group LLC, Tucson, AZ

Thanks to you I passed the Series 65 exam on my first try. I appreciated your materials and online test bank.

Jeff

I wanted to add my testimonial to the long list of successful test-takers. Passed my Series 65 today on the first try! The materials were well written and made the concepts easier to understand (especially to someone with no background in finance like myself). I was a big fan of the audio format as I have a long drive back and forth to work (other test prep providers did not have this option). The test simulators were also a huge help. Thanks to the folks at Solomon Prep!

Ralph Marshall, High Speed Alliance, Wilmington DE

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 65: Liquidity Risk

Taken from our Series 65 Online Guide

Liquidity Risk

Since you're reading about Series 65: Liquidity Risk, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →