Series 66: Mutual Funds

Taken from our Series 66 Online Guide

Mutual Funds

The best-known investment company product is the mutual fund, known formally (legally) as an open-end management company. A mutual fund is an investment portfolio managed by a professional investment adviser, so mutual funds offer sophisticated investment management that most investors would not be able to achieve on their own.

Mutual funds provide diversification against unsystematic risk. Unsystematic risk is a type of risk that is specific to a company or an industry. For example, a software company faces the risk of not kee

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Jeremy and team, thank you for your excellent study materials and your availability to provide guidance and feedback as I was able to pass my Series 66 on the first try... The most telling confirmation your training materials are top notch... when I sat for my exam, once the test started and I read the first question, I instantly knew from my studies using the Solomon training, I was going to handle the test. Being able to sense this from the first question was more than comforting. Thank you again!

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Abbigayle Hanoch, LPL Financial. Ventura, NM

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