Series 63: Client Confidentiality

Taken from our Series 63 Online Guide

Client Confidentiality

Few things can damage relationships like money. It can change people’s motivations, undermine their trust, and call into question their intentions. That’s why many clients are more apt to talk about their love lives than their financial lives.

To help protect client confidentiality, the NASAA places a

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The Solomon Exam Prep materials (book, audio tapes and exam simulator) prepared us well for both the Series 79 and 63. It was a very organized way to deal with the test taking tasks.

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Series 63: Client Confidentiality

Taken from our Series 63 Online Guide

Client Confidentiality

Since you're reading about Series 63: Client Confidentiality, you might also be interested in:

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