Series 63: Termination Of A Securities Registration

Taken from our Series 63 Online Guide

Termination of a Securities Registration

As previously mentioned, a securities registration is effective for one year from its effective date (or potentially longer, if a non-exempt offering lasts for more than a year). A securities registration may not be withdrawn within one year of its effective date. After that period, it may be withdr

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Termination Of A Securities Registration, you might also be interested in:

Series 51 - Monitoring Written Correspondence

Series 65 - 2.3. Preferred Stock

Series 24 - 5.14. FINRA Trading Conduct Rules

Series 65 - Capital Appreciation vs. Income Management

Series 26 - Minimum Required Coverage

Series 65 - Exercise

Series 53 - Rule G-10—Investor Client Education and Protection

Series 65 - 2.3 Preferred Stock

Series 79 - 7.3. Filing Requirements

Series 99 - 3.2.4.1 Purchase and Sales Department

Series 65 - Fraud

Series 6 - 2.2. Types of Registered Accounts

Series 53 - Calculating Accrued Interest

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Series 63 course book was great- well-written and light-hearted enough to make the study material easy-reading. I studied for 10 days, took all your practice exams and passed with 87%. Couldn't really ask for anything more. Thank you to you and First Books – a great resource!

Matthew Bristow, Managing Director, ClearRidge Capital, Tulsa, Oklahoma

I took the 6 and 63. I passed the 6 with a 90% and the 63 with an 87%. I used the test simulator for both and it was a tremendous help. I was actually studying using a different book and I wasn't getting enough info. The Test Simulator was key. It threw the questions at me in a different way which was similar to the actual test. I don't think I would have passed without it. THANKS!

Idette Campos, Licensed Personal Banker & Small Business Specialist, JP Morgan Chase, Chula Vista, CA

I used Solomon Exam Prep for both the 6 and the 63 and passed both of them on the first try. For the Series 6 I scored a 92 and for the Series 63 I scored a 75. The book was very insightful and helped quite a bit with passing, so thank you to your company.

Austin Kurey, Denver, CO

I used another exam prep for my series 6, failed it. Then came across Solomon Exam Prep. I passed series 6 once and just passed series 63 yesterday. Thanks for a great material.

Toyin Daranijoh, Primerica, Kalamazoo, MI

I used Solomon for the 63 and the 65 and PASSED both on 1st try. U will too.

Pavel Jezek, Denver, CO

Ok guys, there was ONE problem with the Series 63 study material that I purchased from you. The problem is that I should have purchased it sooner!!

Keith Kozubal, Englewood, CO

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: Termination Of A Securities Registration

Taken from our Series 63 Online Guide

Termination of a Securities Registration

Since you're reading about Series 63: Termination Of A Securities Registration, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →