Series 63: Types Of Registration

Taken from our Series 63 Online Guide

Types of Registration

The registration process itself varies slightly depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

• Registration by qualification
• Registration by coordination
• Registration by filing

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Since you're reading about Series 63: Types Of Registration, you might also be interested in:

Series 66 - Appendix B

Series 65 - Required Minimum Distributions (RMDs)

Series 3 - Exercise

Series 65 - Implications of the CAPM

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