Series 63: Types Of Registration

Taken from our Series 63 Online Guide

Types of Registration

The registration process itself varies slightly depending on the nature of the security being registered, previous registrations in other jurisdictions, etc. The three registration methods are:

• Registration by qualification
• Registration by coordination
• Registration by filing

Federal cove

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Types Of Registration, you might also be interested in:

Series 50 - Municipal Advisor’s Responsibilities

SIE - 2.4. Maturity Structure

Series 65 - 5.2.2.5. Time Horizon

Series 53 - Making a Telemarketing Call

Series 7 - 6.1.4.5.3. Fund Name Rule

Series 66 - 4.5.2. Sector Rotating

Series 79 - 6.4.1. Civil Liability for False Registration Statements

Series 65 - Exemptions from Registration

Series 66 - Other Types of Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Just passed the S63 exam on the second try. The only reason I failed the first time is that I didn't take enough timed practice exams. My advice is to take practice exams until you are blue in the face. I did that this time around and aced the exam. I've now passed both S7 (first try) and S63 with Solomon. Worth every penny.

D. G. Swanagain, New York Life, New York, NY

Your exam prep is the best! Passed both the 6 and 63 using Solomon and I recommend it to everyone.

Karen, Colorado Springs, CO

Solomon was my ticket to a passing grade the first time on both exams [Series 79 and Series 63]!

Laura Bumgarner, Houston, Texas

I failed my first test on the Series 63 because I used different study material from another company. I then bought the Solomon's Series 63 "On-line Practice Exams" and "Pass the 63" book and I just passed my Series 63 exam yesterday and I'm so happy!! Thanks so much Solomon!!!

Sherry Housfeld

I've been using Solomon Exam Preparation materials for my last four Series tests: the Series 82, Series 63, Series 79 and just recently the Series 7. My scores on these tests were 88, 90, 88 and 90. The Solomon texts were comprehensive and easy to read; everything you need to know is in there. But there is so much material that these exams cover that you have to read the texts several times over and take as many practice quizzes and tests as you can until you score in the mid 80's. Then go in for the test. That's what I did. I went in scoring in the mid 80's on practice exams and "peaked" at higher scores while taking the actual tests. You can't do any better than Solomon. I highly recommend them.

Michael McGregor, FOCUS Investment Banking, Charlotte, NC

Love Solomon, I tried other companies and the ones I used didn't prepare me. Solomon teaches you the concepts and the practice tests helped me pass my Series 65, 63, and the 6 on my first try. I've had no less than four of my friends use Solomon and they have all had similar success. Work hard with the correct study material and you will have success.

Gerald Barnes, Client One, Peoria, AZ

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 63: Types Of Registration

Taken from our Series 63 Online Guide

Types of Registration

Since you're reading about Series 63: Types Of Registration, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →