Series 63: Termination Of An IAR

Taken from our Series 63 Online Guide

Termination of an IAR

Because investment adviser representatives work for an investment adviser as an employee or associate, they tend to come and go more frequently than actual investment advisers. That’s not hard to imagine, since professionals are constantly being hired and fired from firms, as well as changing jobs or switching firms for their own reasons.

In all t

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I previously failed my attempt at the series 63. Not by much. Literally one question. But in analyzing why I began to understand that I needed a more comprehensive approach to studying as well as more variety. I looked into a few options and came across Solomon Exam Prep. What I enjoyed and found the most useful were the video presentation and practice exams with immediate feedback. Those exams enabled me to learn with explanation every time I got a question wrong (or right on a guess). The materials are all beneficial and well worth it. I recently passed the series 63 with a score of 85 and much of that success lies upon the use of Solomon Prep. Thanks.

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