Series 28: New Member Agreement (Form NMA)

Taken from our Series 28 Online Guide

New Member Agreement (Form NMA)

Form NMA begins by asking the applicant to identify its ownership and organizational structure (from Form BD), all its intended business activities, how transactions will be settled and cleared, and its communications and operations systems. The applicant must identify every associated person in the firm, their responsibilities, and their disciplinary history, as we

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

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Andrea Rivera, ForUsAll. Salt Lake City, UT

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Molly Magnuson, CBIZ Retirement & Investment Solutions. Kansas City, MO