Series 28: Preservation Of Books And Records

Taken from our Series 28 Online Guide

Preservation of Books and Records

In addition to the above maintenance requirements, certain books and records must be preserved for a less definite period of time, which might be related to the life of the firm or to the termination of an associated person or a policy or contractual agreement. These are listed in the sections that follow.

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

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Nikita Brown, BMI. Atlanta, GA

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