Series 28: Securities Ledgers

Taken from our Series 28 Online Guide

Securities Ledgers

Securities records, or stock records, provide information on the owner of every security held by a firm and its physical location, whether held for its own account or the account of a customer. Eac

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

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Series 28: Securities Ledgers

Taken from our Series 28 Online Guide

Securities Ledgers

Since you're reading about Series 28: Securities Ledgers, you might also be interested in:

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