Series 28: FINRA Authority To Raise Margin

Taken from our Series 28 Online Guide

FINRA Authority to Raise Margin

FINRA has the option to prescribe higher initial and maintenance margin requirements for customer accounts whenever it determines that market conditions warrant.

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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