Series 28: Joint Back Office Accounts

Taken from our Series 28 Online Guide

Joint Back Office Accounts

Two or more registered broker-dealers may establish a joint back office (JBO) arrangement for their carrying and clearing accounts if they provide FINRA with prior written notification. A JBO arrangement allows broker-dealers to set up a single

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I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

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