Series 28: Joint Back Office Accounts

Taken from our Series 28 Online Guide

Joint Back Office Accounts

Two or more registered broker-dealers may establish a joint back office (JBO) arrangement for their carrying and clearing accounts if they provide FINRA with prior written notification. A JBO arrangement allows broker-dealers to set up a single

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Series 28: Joint Back Office Accounts

Taken from our Series 28 Online Guide

Joint Back Office Accounts

Since you're reading about Series 28: Joint Back Office Accounts, you might also be interested in:

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