Series 28: Lender’s Privileges And Rights Of Shorted Stock

Taken from our Series 28 Online Guide

Lender’s Privileges and Rights of Shorted Stock

Those who lend their stock to short sellers receive a commission for the service they provide, and they earn interest on the collateral sitting in their margin account. They also retain the following privileges:

• Lenders have the right to cash dividends on the loaned stock—not from the issuing company, because the lender is not the owner of record, but from the short seller. By contract, short sellers are obligated to

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Lender’s Privileges And Rights Of Shorted Stock, you might also be interested in:

Series 6 - 3.6. Education Savings Plans

Series 65 - 8.8.3.1. Registration Exceptions

Series 14 - 7.2.1.3.2. Other Registration Forms

Series 66 - 1035 Exchanges

Series 65 - Beta Coefficient

Series 63 - Chapter 9 Answers and Explanations

Series 27 - Non-Allowable Assets

Series 3 - 6.1.6.1.2.2. Important Coincident Indicators

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I stuck to the outline day by day and it really helped me with sticking to a routine and curriculum. I passed the Series 24 on my 1st try! Would definitely recommend this to anyone in the Securities Industry.

Rima Mehta, PNC Investments, Charlotte, NC

Thank you so much Solomon Exam Prep. I took the SIE exam today and passed it the first try. Couldn't have done it without your help. Thank you again.

Cathy Villano, Eastchester, NY

I passed the series 22! Solomon's study materials and exams were the key to my preparation. I tried other companies first, and I knew something was off. After taking the FINRA exam, I know I would have failed if not for Solomon. I cannot overstate this. This test was difficult and foreign. Solomon helped me learn everything I needed to pass the series 22. Many thanks!

Jim Scott, AGES . Ocala, FL