Series 28: Under-Margined Accounts

Taken from our Series 28 Online Guide

Under-Margined Accounts

Broker-dealers must deduct as a haircut the unpaid amount that customers need to deposit into their margin accounts to meet maintenance margin requirements. This is money the customers have not yet added to their

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

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Gayle Espinosa. Los Angeles, CA

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