Series 28: Common Stock And Other Equity Securities

Taken from our Series 28 Online Guide

Common Stock and Other Equity Securities

For common stock, warrants, American Depository Receipts (ADRs), and other equity securities, the haircut is 15% of the market value of the greater of the long or short positions. In addition, if the market value of the lesser position exceeds 25% of the market value of the greater position, the deduction on the am

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

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