Series 27: Exercise

Taken from our Series 27 Online Guide

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Exercise

Fill in the blank

1. In a customer account transfer, the carrying party has _____ to validate and return the transfer instruction to the receiving party or to take exception to it.
2. A _____ is an issue in default or a security that may only be held by specified broker-dealers and the receiving party isn’t one of them.
3. Within _____ following the validation of a transfer instruction, the carrying party must com

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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Series 27: Exercise

Taken from our Series 27 Online Guide

Exercise

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