Series 27: Account Transfers

Taken from our Series 27 Online Guide

Account Transfers

Sometimes a client will wish to transfer an account from one brokerage firm to another. The client will initiate the process by filling out a Transfer Initiation Form (TIF) and sending it to the firm to which the client wishes to transfer. The new firm is referred to as the receiving firm because it will be receiving the new customer.

The receiving firm must immediately send a request-to-transfer to the cl

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Account Transfers, you might also be interested in:

Series 63 - Exemptions to Issuer and Security Registration

Series 24 - Unit Investment Trust Companies

Series 24 - 5.13.1. Trading Halts on a Security

Series 65 - 5.1.3.1.2.2 Estate Plans: Trusts vs. Wills

Series 65 - The Investment Adviser Registration Process

Series 52 - 8.4.2.3.9. Best Execution and Interpositioning

Series 7 - 11.1.5. Content Standards

Series 28 - Three-Year Minimum

Series 24 - Price Declines and Restricted Margin Accounts

Series 53 - Exercise

Series 53 - CUSIPs for Refunding Bonds

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I just passed the FINRA Series 79 exam!! I only used Solomon Exam Prep. I recognized the material that came up during the exam and felt comfortable all the way through!! That you all for your help!!

Walter Whitehead FNEX Capital. Los Angeles, CA

My sincere thanks and appreciation to the team at Solomon. I've used your materials to pass the SIE and Series 6, both on the first try, and today with your help, I have passed the Series 26 exam on the first try as well! Thank you for the excellent materials and assistance!

Kristina Ribali, MWA Financial Services. Ave Maria, FL

I passed the Series 26 today with a score of 82%. Your exam simulator helped tremendously.

Ray Pecharich, Primerica, Sarasota, Florida

Many thanks to the fine staff at Solomon Exam Prep. I'm happy to report that I passed the Series 50 Municipal Advisor exam on my first attempt. The written material is extremely thorough and comprehensive. With respect to the online quizzes and final exams, the questions are very comparable in difficulty to the actual exam, thus providing the foundation for success. A special word of thanks to Carson for his encouragement and support.

Tony Chiappetta, Sudsina & Associates, Mars, PA

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Account Transfers

Taken from our Series 27 Online Guide

Account Transfers

Since you're reading about Series 27: Account Transfers, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →