Series 27: Reconfirmation Of Fails To Deliver

Taken from our Series 27 Online Guide

Reconfirmation of Fails to Deliver

Member firms that clear their OTC transactions through a registered clearing agency must participate in fail reconfirmation and pricing services when offered. The NSCC’s Reconfirmation and Pricing Service (“RECAPS”), for example, is an automated fail clearance system for eligible securities.

RECAPS serves as a central depository for failed or unsettled broker-to-broker obligations and allows its u

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Reconfirmation Of Fails To Deliver, you might also be interested in:

Series 24 - 1.2.2.7. Mandatory Inspection of a New Broker-Dealer

Series 66 - 7.9.4. Post-Registration Requirements

Series 52 - Exercise

SIE - 2.13.1. General Obligation (GO) Bonds

Series 63 - Broker-Dealer – Definition

Series 24 - 2.7.6.1.2. Suitability Account Records

Series 52 - 3.1.3. Negotiated Sale Authorization

Series 24 - Financial Industry Regulatory Authority (FINRA)

Series 79 - Schedule 13D

Series 66 - General vs. Separate Accounts

Series 65 - 1.3. International Economic Factors in Securities Markets

Series 22 - Partnership Accounts

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

The Solomon Exam Prep materials for the Series 82 were great. I felt very well prepared for the exam. I only studied for one full week (probably about 40 hours) and completed the exam in 30 minutes and passed! Thrilled with the results.

Jessica Kates, Carnegie Growth Partners LLC. Philadelphia, PA

I passed the Series 63 on the first try. You now have a loyal customer in me. Using Solomon is probably the closest exam success guarantee you could possibly get. Thanks, your exam prep was worth every penny. I would recommend your exam prep to anyone and if I ever have a take another Series exam. I will only be using Solomon exam prep.

Joseph Boswell, FFA. Riverview, FL

I would definitely recommend Solomon study materials. "Ask the Professor" was a great tool, and Karen answered my questions faster than I could keep up! I was easily able to pass the Series 79 sticking to Solomon's 6 week study program.

Julie B, Vancouver, BC Canada

I loved using Solomon Exam Prep. I used Solomon for 1 month and passed my Series 65 exam. I had previously used Kaplan and failed the same exam. I feel as if Solomon provided significantly better Exam prep and technology in a more concise manner than any other system I have used. Thank you for such a great service.

Mackenzie Abbate Knights of Columbus Slidell, Louisiana