Series 27: Physical Delivery

Taken from our Series 27 Online Guide

Physical Delivery

When a broker-dealer physically delivers a security, it has the right to require immediate payment by certified check, cashier’s check, bank draft, or cash. Brokerage firms that do not “self-clear,” however, are prohibited from accepting checks, cash, or securities from their customers. Checks must be forwarded instead to their clearing firms.

FINRA Rule 11330

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Physical Delivery, you might also be interested in:

Series 65 - 6.1.1.2.2.2. Capital Gains on the Sale of Mutual Fund Shares

Series 3 - 7.2.2.2. Domestic Commodity Options Risk Disclosure

SIE - Exercise

Series 79 - Timing of Dissemination

Series 6 - Exercise

Series 50 - Factors Affecting Marketability and Liquidity

Series 24 - 4.2.8.2. Form 10-K

SIE - Board of Directors

Series 82 - 3.5.7. Telemarketing

Series 52 - 5.3. Understanding Yield

Series 51 - Annual Affirmance

Series 65 - 2.6.6 Interest Rates and Bond Prices

Series 26 - Dealers

Series 7 - 5.3.3.3 Debit Put Spread

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I have used Solomon exam prep for the 6/63 and was able to pass on the first try. Now I’m taking the 65 and hope to do the same. I’ve used other recommended exam prep courses and came back to Solomon for the 65 because of ease of use. I would recommend Solomon to anyone that is in need of a securities exam. All the content is laid out in an easy to follow way.

Antonio Mendoza, State Farm. Santa Maria , CA.

I recently passed the Series 65 exam, really recommend this study material. I used other vendors before with no success; this is the best in the market. Thanks so much!

Mauricio Reyes. Boca Raton, FL

I'd utilized a competitor last year while attempting to retrieve my Series 7 license. I attempted three times using their material but resulted in failure. After using Solomon I passed my SIE with no issue and decided to use Solomon again because I believed they provided the essential material to help you achieve. After using Solomon once again, I passed my Series 7 on the first try. I will be using them again to tame the beast they call the 24.

Zach Sloan, Cambridge Investment Research, Fairfield, IA

Within a few months, I passed the SIE, Series 7, 63, 65, & 79 exams all on the first try using Solomon Exam Prep. This material will prepare you for the actual exam. I will say in many instances the practice exams are more difficult than the actual exam. Solomon and the various tracking metrics will more than help you prepare for the rigors of exam day. I highly recommend the practice exams and ability to dive back in to review weak areas. I will continue to use their products and services in the future.

Andrew Ezzat, Bank of America. Tampa, FL.

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Physical Delivery

Taken from our Series 27 Online Guide

Physical Delivery

Since you're reading about Series 27: Physical Delivery, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →