Series 27: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices

Taken from our Series 27 Online Guide

Use of Manipulative, Deceptive, or Other Fraudulent Devices

It is unlawful for any broker-dealer to engage in or encourage any securities transaction by means of any manipulative, deceptive, or other fraudulent device. The SEC and FINRA have used this br

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices, you might also be interested in:

Series 24 - 4.1.2. Types of Securities Offerings

Series 65 - 1.2.1.2.2 Modifying the Discount Rate

SIE - 3.1.4.5. Purchasing and Redeeming Mutual Fund Shares

Series 66 - Traditional IRAs

Series 7 - 12.1.2.3 Shelf Offering (Shelf Registration)

Series 63 - Practical Application

Series 52 - 7.2.3. Important Lagging Indicators

Series 54 - 2.2.2.9. Inadvertent Advice

Series 14 - 6.2.6. Private Resales by Early Investors: the FAST Act

Series 7 - 3.3.1.1 Key Players

Series 66 - Exercise

SIE - Mutual Fund Distributions

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

Florence Isaac Chicago, IL

I passed the Series 65 this afternoon! Your online test simulation was terrific. Thanks so much!

David G., San Francisco, CA

I passed the Series 26 today with a score of 82%. Your exam simulator helped tremendously.

Ray Pecharich, Primerica, Sarasota, Florida

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices

Taken from our Series 27 Online Guide

Use of Manipulative, Deceptive, or Other Fraudulent Devices

Since you're reading about Series 27: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →