Series 27: Review Of Customer Accounts

Taken from our Series 27 Online Guide

Review of Customer Accounts

Written supervisory control procedures require the periodic review of customer accounts to prevent and detect irregularities and abuses. Procedures must be reasonably designed to prevent the effectiveness of the inspections from being c

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Review Of Customer Accounts, you might also be interested in:

Series 24 - Market-Wide Trading Halts

Series 65 - 9.1.4.1. Prospectus Delivery Requirements

Series 28 - Good Faith Account

Series 14 - 6.1.8.1. Insider Trading Policies and the Chinese Wall

Series 52 - 3.4.1. Clearinghouse Registration

Series 14 - 3.2.2.1. Schedule 13D

Series 6 - 1.3.2.2. Generic Advertisements

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

Passed 53, Thanks for your help and study materials, study guide and exam simulators were excellent on test preparation for the Series 53. When one applies the time with your materials, a positive outcome can be achieved . Thanks too for answering my question/questions over the weekend.

Tim Milani, Barrington, IL

I passed the Series 6 (on my first attempt) with help from Solomon Exam Prep. The audio study book and online exams were the most beneficial tools for me, and would highly recommend Solomon to all of my Allstate colleagues.

Shy Singleton, Allstate, Jacksonville, Florida

I passed the Series 63 after using the study materials from Solomon. The practice exam and quizzes were the most amount of help. How the questions are asked really makes a difference. It gets your mind ready for how the exam will phrase the questions. Highly recommend this to anyone taking the Series 6 and/or 63. Great material! Will be returning for the Series 7 in the future.

Joseph DeLoach, WoodmenLife, Eatonton, GA

Solomon has a dedicated team of professionals who prepare the written materials, present video summaries and provide practice exams in 4 different formats and are available anytime to answer questions and clarify materials. Thanks to a robust study program I felt fully prepared and confident to write the Series 82 exam and achieved a score of 87%. Thank you Solomon Exam Prep.

Karen Powell, Wren Capital LLC, NY, NY

Solomon Exam Prep has moved to Pass Perfect! Contact support to move your account →

Series 27: Review Of Customer Accounts

Taken from our Series 27 Online Guide

Review of Customer Accounts

Since you're reading about Series 27: Review Of Customer Accounts, you might also be interested in:

Ask the Professor

Thanks for being part of the Solomon community!

All securities exam prep and IAR CE courses must now be purchased
at Pass Perfect. Go now →