Series 27: Designation Of OSJ General Principal

Taken from our Series 27 Online Guide

Designation of OSJ General Principal

Each OSJ is required to designate at least one General Principal to be responsible for the supervision, not only of the activities of the registered representatives and other principals in its own office, but also in any branch office under its jurisdiction. This General Principal must be physically present at the OSJ he supervises on a regular

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Series 27: Designation Of OSJ General Principal

Taken from our Series 27 Online Guide

Designation of OSJ General Principal

Since you're reading about Series 27: Designation Of OSJ General Principal, you might also be interested in:

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